DC
DC

Danny Chapman

43 Years of Experience
sartell, MN
1 DisclosureBroker

Danny Chapman is a registered investment advisor at Prospera Financial Services, INC., based in sartell, MN, with 43 years of industry experience. Danny is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.15%

Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

50 14th Ave East, Suite 102, sartell, MN, 56377

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2000
Award / Judgment
Employment History
Current Registrations
Prospera Financial Services, INC.Broker
October 2019 - Present · 7 yrs
Prospera Financial Services, INC.
October 2019 - Present · 7 yrs
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
October 2004 - October 2019 · 15 yrs
Wells Fargo Advisors Financial Network, LLCBroker
October 2004 - October 2019 · 15 yrs
Merrill Lynch Pierce Fenner & Smith INC.
September 1997 - October 2004 · 7 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1995 - October 2004 · 8 yrs 11 mos
Edward D. Jones & CO., L.P.Broker
September 1994 - November 1995 · 1 yr 2 mos
Invest Financial CorporationBroker
March 1992 - September 1994 · 2 yrs 6 mos
The Lincoln National Life Insurance CompanyBroker
May 1988 - February 1992 · 3 yrs 9 mos
Lincoln Financial Advisors CorporationBroker
May 1988 - February 1992 · 3 yrs 9 mos
Lincoln National Pension Insurance CompanyBroker
May 1988 - January 1989 · 8 mos
Pruco Securities CorporationBroker
July 1983 - June 1988 · 4 yrs 11 mos
State Registrations21 states
AZCACOCTFLIAMIMNMTNDNENJNVOKORPASDTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.