James Manfredonia
James Manfredonia is a registered investment advisor at Fig Tree Financials LLC, based in New York, NY, with 34 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Fig Tree Financial charges a percentage of your portfolio each year, ranging from 0.25% to 0.75%. The exact percentage depends on the complexity of your situation, the amount of assets managed, and your overall relationship with Fig Tree Financial. Clients may also be offered a fixed annual fee. These fees are paid quarterly.
Location
New York, NY
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Regulatory History (1)
Employment Separation After Allegations
May 2015Other Business Activities
James is an adjunct professor at Fordham University, dedicating about 10% of his time to this activity. He is also the President of Fig Tree Financial, a wealth management firm, taking about two-thirds of his time, and an advisor for Green Impact Exchange, allocating minimal time.
Employment History
Current Registrations
Fig Tree Financials LLC
Marco Polo Securities LLC
Marco Polo Securities LLCBroker
Previous Registrations
Barclays Capital INC.
Barclays Capital INC.Broker
Maxim Group LLCBroker
Cuttone & CO., INC.Broker
First New York Securities L.L.C.Broker
Dahlman Rose & Company, LLCBroker
Bear, Stearns & CO. INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Blair/manfredonia Limited PartnershipBroker
Drexel Burnham Lambert IncorporatedBroker
Salomon Brothers INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.