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HH
CFP
HH
CFP

Harold Hendricks

Wells Fargo Advisors
41 Years of Experience
Walnut Creek, CA
Broker
View SEC Summary
View SEC Summary

Harold Hendricks is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Walnut Creek, CA, with 41 years of industry experience. Harold is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2033 N Main Street 9th Floor, [Wz-Rbo], Walnut Creek, CA, 94596

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Harold serves as co-trustee for his mother's trust, a role related to investments. This requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Clearing Services, LLC
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLC
April 2009 - January 2011 · 1 yr 9 mos
Wells Fargo Investments, LLCBroker
April 2009 - January 2011 · 1 yr 9 mos
Wamu Investments, INC.
February 2006 - May 2009 · 3 yrs 3 mos
Great Western Financial Securities CorporationBroker
January 1998 - May 1998 · 4 mos
Wamu Investments, INC.Broker
July 1997 - May 2009 · 11 yrs 10 mos
Asb Financial ServicesBroker
January 1991 - July 1997 · 6 yrs 6 mos
Great Western Financial Securities CorporationBroker
November 1988 - January 1991 · 2 yrs 2 mos
Thomas F. White & CO., IncorporatedBroker
May 1986 - October 1988 · 2 yrs 5 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
August 1983 - April 1984 · 8 mos
State Registrations35 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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