Terrance Keyes
Terrance Keyes is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Fort Collins, CO, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Fort Collins, CO
Get directionsHistory
Regulatory History (2)
Judgment / Lien
October 2018Customer Dispute
August 2012Other Business ActivitiesSells Insurance
Terrance is affiliated with Lucia Capital Group as a DBA for his LPL business, dedicating about 10-20% of his time. He is also associated with LLK Insurance Brokerage Services, LLC, but spends minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lucia Securities, LLCBroker
Lucia Capital Group
Raymond J. Lucia Companies, INC.
First Allied Securities, INC.Broker
American General Equity Services CorporationBroker
Usallianz Securities, INC.
Usallianz Securities, INC.Broker
Ameritas Investment CORP.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
New England SecuritiesBroker
Mony Securities CORP.Broker
The Mutual Life Insurance Company of New YorkBroker
John Hancock Distributors, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.