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Shawn Dunnigan

LPL Financial LLC
36 Years of Experience
Fort Collins, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Shawn Dunnigan is a registered investment advisor at LPL Financial LLC, based in Fort Collins, CO, with 36 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

215 West Oak Street Suite 720, Fort Collins, CO, 80521

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2004
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Shawn owns multiple real estate rental properties and is an insurance agent selling non-variable insurance, dedicating a few hours per week to this. He also owns Dinner Party, LLC, is the author of "The Dinner Party", owns DFP Properties, LLC, Dunnigan Financial Group (DBA for LPL Business, taking nearly full-time), Penny Properties, and Penny PropeertiesND, LLC.

Employment History
Current Registrations
LPL Financial LLC
June 2024 - Present · 2 yrs 4 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
LPL Financial LLC
June 2022 - September 2022 · 3 mos
Ica Group Wealth Management, LLC
March 2022 - August 2024 · 2 yrs 5 mos
LPL Financial LLC
November 2017 - June 2022 · 4 yrs 7 mos
Investment Centers of America, INC.Broker
February 2015 - November 2017 · 2 yrs 9 mos
Investment Centers of America, INC.
February 2015 - November 2017 · 2 yrs 9 mos
Gradient Securities, LLCBroker
November 2013 - May 2014 · 6 mos
Della Parola Capital Management
November 2013 - February 2015 · 1 yr 3 mos
LPL Financial LLC
December 2009 - November 2013 · 3 yrs 11 mos
LPL Financial LLCBroker
December 2009 - November 2013 · 3 yrs 11 mos
Wells Fargo Investments, LLC
May 2006 - December 2009 · 3 yrs 7 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - August 2002 · 1 yr 8 mos
Wells Fargo Investments, LLCBroker
December 2000 - December 2009 · 9 yrs
Wells Fargo Securities INC.Broker
October 1999 - May 2001 · 1 yr 7 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 1997 - December 2000 · 3 yrs
Invest Financial CorporationBroker
August 1997 - November 1997 · 3 mos
Investment Centers of America, INC.Broker
January 1994 - December 1997 · 3 yrs 11 mos
Norwest Investment Services, INC.Broker
July 1991 - January 1994 · 2 yrs 6 mos
Investment Centers of America, INC.Broker
March 1991 - July 1991 · 4 mos
Investment Centers of America, INC.Broker
July 1989 - December 1990 · 1 yr 5 mos
State Registrations49 states
AKAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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