JF
JF

Joseph Foy

41 Years of Experience
Grosse Pointe, MI
1 DisclosureBroker

Joseph Foy is a registered investment advisor at Ameriprise Financial Services, LLC, based in Grosse Pointe, MI, with 41 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

726 Notre Dame St., Grosse Pointe, MI, 48230

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2000
Closed-No Action
Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2014 - Present · 12 yrs
Ameriprise Financial Services, LLC
August 2012 - Present · 13 yrs 11 mos
Ameriprise Financial Services, LLCBroker
August 2012 - Present · 13 yrs 11 mos
Previous Registrations
Securities America, INC.Broker
November 2018 - November 2018 · 0 mos
Securities America Advisors, INC.
November 2018 - November 2018 · 0 mos
Oppenheimer & CO. INC.Broker
May 2010 - August 2012 · 2 yrs 3 mos
UBS Financial Services INC.
August 2009 - September 2009 · 1 mo
UBS Financial Services INC.Broker
February 2005 - September 2009 · 4 yrs 7 mos
Raymond James & Associates, INC.Broker
August 2002 - September 2004 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1988 - August 2002 · 14 yrs 7 mos
First of Michigan CorporationBroker
April 1984 - November 1987 · 3 yrs 7 mos
First Investors CorporationBroker
August 1983 - February 1984 · 6 mos
State Registrations12 states
ALAZCAFLILINMIMSNCNVTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Foy - Financial Advisor | TrueAdvisor