Mark Kobayashi
Mark Kobayashi is a registered investment advisor at Ameriprise Financial Services, LLC, based in Honolulu, HI, with 38 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1585 Kapiolani Blvd, Ste 1304, Honolulu, HI, 96814-4523
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2004Customer Dispute
September 2002Other Business Activities
Mark serves in fiduciary capacities such as attorney-in-fact, trustee, conservator, guardian, executor, or personal representative.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Fidelity Brokerage Services, INC.Broker
MML Investors Services, INC.Broker
Planned Investments INC.Broker
Oppenheimer & CO., INC.Broker
Bear, Stearns & CO. INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.