Gary Ginsberg
Gary Ginsberg is a registered investment advisor at Osaic Institutions, INC., based in West Orange, NJ, with 42 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
300 Executive Dr Suite 350, West Orange, NJ, 07052
Get directionsHistory
Regulatory History (5)
Customer Dispute
September 2020Customer Dispute
August 2020Customer Dispute
May 2019Customer Dispute
January 2012Regulatory
December 2010Employment History
Current Registrations
Osaic Institutions, INC.Broker
Osaic Institutions, INC.
Osaic Institutions, INC.
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Financial Network Investment CorporationBroker
Pennsylvania Securities CompanyBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.