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Gary Ginsberg
43 Years of Experience
West Orange, NJ
5 DisclosuresBroker
Gary Ginsberg is a registered investment advisor at Osaic Institutions, INC., based in West Orange, NJ, with 43 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
566 advisors
Number of Clients
16,312 clients
Average Client Portfolio
$398K average
Assets Under Management
$6.5B
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
300 Executive Dr Suite 350, West Orange, NJ, 07052
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2020Settled
Customer Dispute
August 2020Denied
Customer Dispute
May 2019Settled
Customer Dispute
January 2012Settled
Regulatory
December 2010Final
Employment History
Current Registrations
Osaic Institutions, INC.Broker
July 2025 - Present · 1 yr 3 mos
Osaic Institutions, INC.
July 2025 - Present · 1 yr 3 mos
Osaic Institutions, INC.
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Ameriprise Financial Services, LLC
June 2020 - August 2025 · 5 yrs 2 mos
Ameriprise Financial Services, LLCBroker
June 2020 - August 2025 · 5 yrs 2 mos
Royal Alliance Associates, INC.
September 2005 - June 2020 · 14 yrs 9 mos
Royal Alliance Associates, INC.Broker
September 1992 - June 2020 · 27 yrs 9 mos
Financial Network Investment CorporationBroker
May 1989 - September 1992 · 3 yrs 4 mos
Pennsylvania Securities CompanyBroker
September 1983 - May 1989 · 5 yrs 8 mos
State Registrations28 states
AZCACTDEFLGAIAILLAMAMDMEMIMNMSNCNHNJNYOKORPASCTXVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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