Osaic Institutions is a registered investment advisor and broker-dealer headquartered in Meriden, Connecticut, offering customized investment management, discretionary and non-discretionary portfolio programs, and financial planning services. Associated investment advisor representatives help clients establish investment objectives and build portfolios using mutual funds, exchange-traded funds, individual equities, fixed income securities, and annuities. Osaic Institutions also provides access to third-party asset managers, alternative investments, and specialized retirement plan consulting services. Clients can work with advisors who are often registered representatives of the broker-dealer or affiliated with subscribing financial institutions like banks and credit unions.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.