ChFC

Jerry Prather

Northwestern Mutual Investment Services,llc

42 Years of Experience

Lafayette, IN

1 DisclosureBrokerSells Insurance

Jerry Prather is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Lafayette, IN, with 42 years of industry experience. Jerry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Northwestern Mutual Investment Services,llc

Compensation

Fixed/Hourly

Firm Size

2117 advisors

Number of Clients

1 client

Average Client Portfolio

Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

760 Park East Blvd Ste 6, Lafayette, IN, 47905

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

March 1993

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Other Business ActivitiesSells Insurance

Jerry may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.

Employment History

Current Registrations

Northwestern Mutual Investment Services,llc

February 2006 - Present · 20 yrs 3 mos

Northwestern Mutual Investment Services, LLCBroker

October 1993 - Present · 32 yrs 7 mos

Previous Registrations

Robert W. Baird & CO. IncorporatedBroker

October 1993 - January 2002 · 8 yrs 3 mos

Pruco Securities CorporationBroker

September 1983 - April 1993 · 9 yrs 7 mos

State Registrations15 states

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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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