Richard Miller
Richard Miller is a registered investment advisor at T & M Financial INC., based in Topeka, KS, with 42 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning.
Compensation
Firm Size
IM Fee
Location
3706 SW Topeka Blvd., Suite 400, Topeka, KS, 66609
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2018Other Business ActivitiesSells Insurance
Richard sells traditional insurance products and has been an agent since 1972, dedicating about half his time to this activity. He also owns and operates T & M Financial Inc, spending nearly full-time hours per week on it, and manages rental property, which requires minimal time.
Employment History
Current Registrations
T & M Financial INC.
Tandem Securities, INC.Broker
Previous Registrations
T & M Financial INC.
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
The Columbian Securities CorporationBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.