KM
KM

Kristopher Miller

29 Years of Experience
Topeka, KS
3 DisclosuresBrokerSells Insurance

Kristopher Miller is a registered investment advisor at T & M Financial INC., based in Topeka, KS, with 29 years of industry experience. Kristopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more.

Compensation
Fixed/Hourly
Firm Size
3 advisors
IM Fee
Planning only

Fee Structure

  • Hourly financial planning and consulting — $120 per hour for comprehensive financial plans, cash flow analysis, and investment recommendations.
Hourly Rate:$120/hr
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Location

3706 SW Topeka Blvd., Suite 400, Topeka, KS, 66609

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2014
Final
Regulatory
February 2008
Final
Criminal
February 1999
Final Disposition
Other Business ActivitiesSells Insurance

Kristopher owns rental property and dedicates minimal time per year to its upkeep. He is also the Director of Operations at T&M Financial, Inc. (taking nearly full-time) and President/Owner of Tandem Advisors, Inc. (dedicating about a quarter of his time), and President of NE KS Chapter of Financial Service Professionals (minimal time). Kristopher also mentions personal production in traditional insurance products.

Employment History
Current Registrations
T & M Financial INC.
May 2018 - Present · 8 yrs 5 mos
Tandem Securities, INC.Broker
October 2006 - Present · 20 yrs
Previous Registrations
T & M Financial INC.
May 2008 - November 2016 · 8 yrs 6 mos
Woodbury Financial Services, INC.
March 2005 - October 2006 · 1 yr 7 mos
Woodbury Financial Services, INC.Broker
May 1997 - October 2006 · 9 yrs 5 mos
State Registrations16 states
CACOCTGAIAILKSMDMONCNEOHSDTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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