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CFP

Jeffrey Smith

Wells Fargo Advisors
32 Years of Experience
Beverly Hills, CA
Broker
View SEC Summary
View SEC Summary

Jeffrey Smith is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Beverly Hills, CA, with 32 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14674 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

433 N Camden Dr 9th & 12th Fls, [La-Rbo], Beverly Hills, CA, 90210

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jeffrey has a 10% ownership stake in Benton Crossing, an investment-related entity, and a racehorse since 2021. He spends minimal time on these activities.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLCBroker
March 2007 - January 2011 · 3 yrs 10 mos
Wells Fargo Investments, LLC
March 2007 - January 2011 · 3 yrs 10 mos
Neuberger Berman, LLCBroker
November 2004 - February 2007 · 2 yrs 3 mos
Neuberger Berman, LLC
November 2004 - February 2007 · 2 yrs 3 mos
Deutsche Bank Securities INC.Broker
October 2003 - October 2004 · 1 yr
Deutsche Investment Management Americas INC.
March 2001 - December 2004 · 3 yrs 9 mos
Scudder Investor Services, INC.Broker
May 1999 - October 2003 · 4 yrs 5 mos
Security Pacific Investments, INC.Broker
September 1985 - September 1989 · 4 yrs
Security Pacific Investments, INC.Broker
January 1984 - September 1989 · 5 yrs 8 mos
State Registrations24 states
AZCACODCDEFLGAHIIDILKSMAMIMNMTNMNVNYORTNTXUTWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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