Ken Nguyen
Ken Nguyen is a registered investment advisor at Wells Fargo Advisors, based in Beverly Hills, CA, with 26 years of industry experience. Ken is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
433 N Camden Dr 9th & 12th Fls, [La-Rbo], Beverly Hills, CA, 90210
Get directionsHistory
Regulatory History (2)
Judgment / Lien
January 2023Customer Dispute
February 2016Other Business Activities
Ken owns rental property in Los Angeles since 2018, dedicating minimal time to landlord duties. This activity is investment-related.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Pfic Securities CorporationBroker
Fiserv Investor Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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