MF
MF

Michael Frontino

37 Years of Experience
South Charleston, WV
3 DisclosuresBrokerSells Insurance

Michael Frontino is a registered investment advisor at Osaic Wealth, INC., based in South Charleston, WV, with 37 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9246 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.

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Location

318 Fifth Ave, South Charleston, WV, 25303

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2025
Pending
Customer Dispute
September 2006
Denied
Customer Dispute
October 2005
Denied
Other Business ActivitiesSells Insurance

Michael is licensed to sell life and health insurance through his sole proprietorship. He also works full-time at Heritage Investment Group, his DBA.

Employment History
Current Registrations
Osaic Wealth, INC.
January 2024 - Present · 2 yrs 4 mos
Osaic Wealth, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Woodbury Financial Services, INC.
November 2008 - January 2024 · 15 yrs 2 mos
Woodbury Financial Services, INC.Broker
March 2007 - January 2024 · 16 yrs 10 mos
Chase Investment Services CORP.
October 2006 - March 2007 · 5 mos
Chase Investment Services CORP.Broker
July 2005 - March 2007 · 1 yr 8 mos
Banc One Securities CorporationBroker
July 2002 - July 2005 · 3 yrs
Allstate Financial Services, LLCBroker
August 1999 - August 2002 · 3 yrs
Northwestern Mutual Investment Services, INC.Broker
October 1993 - June 1994 · 8 mos
John Hancock Mutual Life Insurance CompanyBroker
September 1983 - August 1993 · 9 yrs 11 mos
John Hancock Distributors, INC.Broker
September 1983 - September 1989 · 6 yrs
State Registrations10 states
ALDCFLMDNCOHPASCVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.