MN
CFP
MN
CFP

Michael Napolitano

42 Years of Experience
Paramus, NJ
1 DisclosureBroker

Michael Napolitano is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Paramus, NJ, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

61 South Paramus Road, Suite 360, Paramus, NJ, 07652

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2017
Closed-No Action
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2007 - Present · 19 yrs 4 mos
Raymond James & Associates, INC.
March 2007 - Present · 19 yrs 4 mos
Raymond James & Associates, INC.Broker
March 2007 - Present · 19 yrs 4 mos
Previous Registrations
Wachovia Securities, LLC
May 2002 - March 2007 · 4 yrs 10 mos
Wachovia Securities, LLCBroker
October 1999 - March 2007 · 7 yrs 5 mos
First Union Capital Markets CORP.Broker
April 1995 - October 1999 · 4 yrs 6 mos
Smith Barney INC.Broker
January 1991 - April 1995 · 4 yrs 3 mos
Ryan, Beck & CO.Broker
August 1983 - February 1991 · 7 yrs 6 mos
State Registrations17 states
CADEFLHIINMAMNNCNJNMNYOHORPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Napolitano - Financial Advisor | TrueAdvisor