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John Fazio

Wells Fargo Advisors
42 Years of Experience
Stuart, FL
1 DisclosureBroker
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John Fazio is a registered investment advisor at Wells Fargo Advisors, based in Stuart, FL, with 42 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14674 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Stuart, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2006
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
July 2021 - Present · 5 yrs 3 mos
Wells Fargo Clearing Services, LLC
October 2011 - Present · 15 yrs
Wells Fargo Clearing Services, LLCBroker
October 2011 - Present · 15 yrs
Previous Registrations
Brighton Securities CORP.Broker
April 2007 - September 2011 · 4 yrs 5 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - April 2007 · 0 mos
Morgan Stanley Dw INC.Broker
February 1984 - April 2007 · 23 yrs 2 mos
Kobrin Securities, INC.Broker
September 1983 - February 1984 · 5 mos
State Registrations16 states
AZCACOCTFLGAMANCNHNJNYORSCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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