NK
NK
Nick Kaloyios
26 Years of Experience
Boca Raton, FL
3 DisclosuresBroker
Nick Kaloyios is a registered investment advisor at Wells Fargo Advisors, based in Boca Raton, FL, with 26 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
1675 N Military Trail Ste 500, [F1/F5-Rbo], Boca Raton, FL, 33486
Get directionsHistory
Regulatory History (3)
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Customer Dispute
October 2009Denied
Customer Dispute
April 2004Denied
Customer Dispute
January 2002Denied
Employment History
Current Registrations
Wells Fargo Advisors
October 2024 - Present · 1 yr 7 mos
Wells Fargo Clearing Services, LLCBroker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2022 - August 2024 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2022 - August 2024 · 2 yrs 2 mos
Securities America Advisors, INC.
November 2021 - May 2022 · 6 mos
Securities America, INC.Broker
November 2021 - May 2022 · 6 mos
Dawson James Asset Management, INC.
August 2021 - October 2021 · 2 mos
Dawson James Securities, INC.Broker
August 2021 - October 2021 · 2 mos
CUNA Brokerage Services, INC.
August 2019 - August 2021 · 2 yrs
CUNA Brokerage Services, INC.Broker
May 2019 - August 2021 · 2 yrs 3 mos
PFS Investments INC.Broker
October 2017 - April 2018 · 6 mos
Princor Financial Services Corporation
December 2013 - May 2015 · 1 yr 5 mos
Princor Financial Services CorporationBroker
November 2013 - May 2015 · 1 yr 6 mos
Asset & Financial Planning, LTD
January 2012 - November 2013 · 1 yr 10 mos
Prime Capital Services, INC.Broker
October 2011 - November 2013 · 2 yrs 1 mo
Harbor Financial Services, LLC
October 2011 - October 2011 · 0 mos
Harbor Financial Services, LLCBroker
June 2011 - October 2011 · 4 mos
Suntrust Investment Services, INC.
June 2009 - August 2010 · 1 yr 2 mos
Suntrust Investment Services, INC.Broker
December 2008 - August 2010 · 1 yr 8 mos
Allstate Financial Services, LLCBroker
March 2008 - January 2009 · 10 mos
Suntrust Investment Services, INC.Broker
August 2006 - March 2008 · 1 yr 7 mos
Metlife Securities INC.Broker
January 2006 - August 2006 · 7 mos
Metropolitan Life Insurance CompanyBroker
January 2006 - August 2006 · 7 mos
Colonial Brokerage, INC.Broker
July 2005 - February 2006 · 7 mos
Raymond James Financial Services, INC.Broker
January 2003 - June 2005 · 2 yrs 5 mos
Wm Financial Services, INC.Broker
May 1998 - November 2002 · 4 yrs 6 mos
Great Western Financial Securities CorporationBroker
July 1997 - May 1998 · 10 mos
Dean Witter Reynolds INC.Broker
September 1995 - July 1997 · 1 yr 10 mos
Jw Charles Securities,inc.Broker
June 1995 - September 1995 · 3 mos
D. H. Blair & CO., INC.Broker
October 1994 - May 1995 · 7 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.