Nick Son
Nick Son is a registered investment advisor at A.G.P / Alliance Global Partners, based in New York, NY, with 40 years of industry experience. Nick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
40 Wall Street, New York, NY, 10005
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2020Customer Dispute
February 2018Customer Dispute
December 2016Customer Dispute
February 2008Other Business ActivitiesSells Insurance
Nick is an insurance agent with B. Riley Wealth Insurance Corp, selling fixed insurance products since January 2020. This activity takes a few hours per week and occurs during trading hours.
Employment History
Current Registrations
A.G.P / Alliance Global Partners
A.G.P. / Alliance Global PartnersBroker
Previous Registrations
B. Riley Wealth ManagementBroker
B. Riley Wealth Advisors, INC.
National Securities CorporationBroker
Aegis Capital CORP.Broker
Alexander Capital, L.P.Broker
Wts Proprietary Trading Group LLCBroker
Aegis Capital CORP.Broker
Gunnallen Financial, INCBroker
Investprivate, INC.Broker
Josephthal & CO., INC.Broker
Jw Charles Securities,inc.Broker
Whale Securities CO., L.P.Broker
State Capital Markets CorporationBroker
Gruntal & CO. IncorporatedBroker
Polaris Financial Services, INC.Broker
Mony Securities CORP.Broker
The Mutual Life Insurance Company of New YorkBroker
First Investors CorporationBroker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.