TrueAdvisor
TrueAdvisor
LP
LP

Larry Poole

Capital Analysts
39 Years of Experience
Monroe, NC
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Larry Poole is a registered investment advisor at Capital Analysts, based in Monroe, NC, with 39 years of industry experience. Larry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 15,840 clients with $8.8B in assets under management.

Capital Analysts
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
609 advisors
Number of Clients
15,840 clients
Average Client Portfolio
$554K average
Assets Under Management
$8.8B

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.25%
$1.0M - $2.0M1.25%
$2M+1.25%

Maximum annual financial advisor fee is established at 1.25%. Additional Capital Analysts administrative fees may apply ranging from 0.08% to 0.15% with a $200 minimum.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Monroe, NC

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 1979
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Larry is the President of Insurance and Retirement Planning Inc, and 50% Owner and President of Poole Financial Services, Inc. Both companies provide access to life insurance, fixed annuities, and accident & health insurance to clients; Larry spends about 10-20% of his time on the latter.

Employment History
Current Registrations
Capital Analysts
October 2014 - Present · 12 yrs
Lincoln Investment
September 2007 - Present · 19 yrs 1 mo
Lincoln InvestmentBroker
September 2005 - Present · 21 yrs 1 mo
Lincoln Investment
September 2005 - Present · 21 yrs 1 mo
Previous Registrations
Planmember Securities CorporationBroker
March 2005 - September 2005 · 6 mos
Ameritas Investment CORP.Broker
July 2003 - March 2005 · 1 yr 8 mos
Woodbury Financial Services, INC.Broker
April 1999 - April 2003 · 4 yrs
Fortis Investors, INC.Broker
April 1991 - March 1997 · 5 yrs 11 mos
Nwnl Management CorporationBroker
April 1990 - April 1991 · 1 yr
First American National Securities, INC.Broker
April 1985 - March 1990 · 4 yrs 11 mos
State Registrations11 states
ALCADEFLKYNCOHSCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Monroe, NC →All financial advisors in North Carolina →