Glenn Malloy
Glenn Malloy is a registered investment advisor at UBS Financial Services INC., based in Denver, CO, with 40 years of industry experience. Glenn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
4600 S. Ulster Street -Suite 700, Metro Point One, Denver, CO, 80237
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 1999Other Business Activities
Glenn is a member of the Board of Directors for The Preserve Home Owners Association, but the management company handles the day-to-day operations. Glenn also owns 4Gemworks Comic Book Emporium, where he buys and sells comic books.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
UBS Painewebber INC.
Salomon Smith Barney INC.
Salomon Smith Barney INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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