Joseph Kaiser
Joseph Kaiser is a registered investment advisor at Ameriprise Financial Services, LLC, based in Indianapolis, IN, with 42 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
5510 S East St, Ste D, Indianapolis, IN, 46227
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2011Customer Dispute
September 1996Other Business Activities
Joseph owns Kaiser & Associates, a legal entity used to pay office expenses and payroll. This activity, which is not investment-related, takes about 10-20% of Joseph's time.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Prudential Financial Planning Services
Pruco Securities CorporationBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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