Joseph Kaiser
Joseph Kaiser is a registered investment advisor at Ameriprise Financial Services, LLC, based in Indianapolis, IN, with 41 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
5510 S East St, Ste D, Indianapolis, IN, 46227
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2011Customer Dispute
September 1996Other Business Activities
Joseph owns Kaiser & Associates, a legal entity used to pay office expenses and payroll. This activity, which is not investment-related, takes about 10-20% of Joseph's time.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Prudential Financial Planning Services
Pruco Securities CorporationBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.