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Ross Perkins

Ameriprise Financial Services, LLC
34 Years of Experience
Indianapolis, IN
1 DisclosureBroker
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Ross Perkins is a registered investment advisor at Ameriprise Financial Services, LLC, based in Indianapolis, IN, with 34 years of industry experience. Ross is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

250 E 96th St Ste 580, Indianapolis, IN, 46240

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ross is involved in several "other" business activities and business ownership, dedicating about 10-20% of his time to one activity and minimal time to others. He also does consulting, but spends no time on it.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2020 - Present · 6 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2020 - Present · 6 yrs 2 mos
Ameriprise Financial Services, LLC
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
UBS Financial Services INC.Broker
December 2008 - September 2020 · 11 yrs 9 mos
UBS Financial Services INC.
December 2008 - September 2020 · 11 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 1995 - December 2008 · 13 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1993 - December 2008 · 15 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1992 - February 1993 · 1 yr 1 mo
State Registrations18 states
AZCACOFLILINKSMIMOMSNCNVOHORPATNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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