James Rogan
James Rogan is a registered investment advisor at Financial Management Strategies, INC., based in Zelienople, PA, with 40 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 1,895 clients with $710M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 1.00% |
Fees are negotiable based on factors such as portfolio complexity, total assets, and anticipated future deposits. Household accounts are grouped together for fee calculation purposes.
Fee Estimator
Location
626 West New Castle St., Suite 102, Zelienople, PA, 16063
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an advisory representative at Financial Management Strategies, Inc. since 2010, dedicating about a quarter of his time. He also works as an insurance agent selling various insurance products and operates Vision Wealth Management as a DBA for financial services, spending a few hours per week.
Employment History
Current Registrations
Financial Management Strategies, INC.
Cetera Wealth Services, LLCBroker
Previous Registrations
Capital Analysts, INC
Lincoln Investment Planning, INC
Lincoln InvestmentBroker
Great American Advisors, INC.
Great American Advisors, INC.Broker
Ing Financial Advisers, LLC
Ing Financial Advisers, LLCBroker
Ing Financial Advisers, LLC
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
VALIC Financial Advisors, INC.Broker
The Variable Annuity Marketing CompanyBroker
H. C. Copeland and Associates Equities, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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