Mark Myers
Mark Myers is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Chicago, IL, with 41 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
One North Wacker, Suite 3400, Chicago, IL, 60606
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2002Customer Dispute
April 2000Other Business Activities
Mark is the President of the Kenilworth-Winnetka Baseball Assn, a not-for-profit organization. This takes about 10-20% of his time after business hours.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Barclays Capital INC.
Barclays Capital INC.Broker
Lehman Brothers INC.
Lehman Brothers INC.Broker
Bear, Stearns & CO. INC.Broker
L. F. Rothschild & CO. IncorporatedBroker
Shearson Lehman Brothers INC.Broker
Kanan Securities, INC.Broker
Monvest Limited PartnershipBroker
Southeast Securities of Florida, INC.Broker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.