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Roger Turcotte
43 Years of Experience
Tampa, FL
3 DisclosuresBroker
Roger Turcotte is a registered investment advisor at Cetera Investment Advisers LLC, based in Tampa, FL, with 43 years of industry experience. Roger is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
1715 N Westshore Boulevard, Suite 260, Tampa, FL, 33607
Get directionsHistory
Regulatory History (3)
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Customer Dispute
March 2026Pending
Customer Dispute
July 2025Closed-No Action
Regulatory
September 2024Final
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2022 - Present · 4 yrs 8 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Foresters Financial Services, INC.Broker
September 1983 - June 2019 · 35 yrs 9 mos
State Registrations18 states
AZCAFLGALAMAMONCNJNMNYOHPASCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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