MA
MA
Mansoor Ahmed
17 Years of Experience
Tampa, FL
1 DisclosureBroker
Mansoor Ahmed is a registered investment advisor at Cetera Investment Advisers LLC, based in Tampa, FL, with 17 years of industry experience. Mansoor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Tampa, FL
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
February 2012Other Business Activities
Mansoor is the sole partner of Gain Strategy Wealth Management LLC, dedicating full-time hours to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2023 - Present · 3 yrs 5 mos
Cetera Wealth Services, LLCBroker
August 2019 - Present · 7 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Summit Financial Group INC
July 2015 - May 2021 · 5 yrs 10 mos
Summit Brokerage Services, INC.Broker
July 2015 - September 2019 · 4 yrs 2 mos
Wunderlich Securities, INC.
June 2012 - July 2015 · 3 yrs 1 mo
Wunderlich Securities, INC.Broker
May 2012 - July 2015 · 3 yrs 2 mos
UBS Financial Services INC.
February 2008 - February 2012 · 4 yrs
UBS Financial Services INC.Broker
January 2008 - February 2012 · 4 yrs 1 mo
State Registrations11 states
CAFLGAILKSMONYOHPAVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.