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Mansoor Ahmed

Cetera Investment Advisers LLC
18 Years of Experience
Tampa, FL
1 DisclosureBroker
View SEC Summary
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Mansoor Ahmed is a registered investment advisor at Cetera Investment Advisers LLC, based in Tampa, FL, with 18 years of industry experience. Mansoor is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

Tampa, FL

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History

Regulatory History (1)
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Employment Separation After Allegations
February 2012
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Other Business Activities

Mansoor is the sole partner of Gain Strategy Wealth Management LLC, dedicating full-time hours to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2023 - Present · 3 yrs 6 mos
Cetera Wealth Services, LLCBroker
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Summit Financial Group INC
July 2015 - May 2021 · 5 yrs 10 mos
Summit Brokerage Services, INC.Broker
July 2015 - September 2019 · 4 yrs 2 mos
Wunderlich Securities, INC.
June 2012 - July 2015 · 3 yrs 1 mo
Wunderlich Securities, INC.Broker
May 2012 - July 2015 · 3 yrs 2 mos
UBS Financial Services INC.
February 2008 - February 2012 · 4 yrs
UBS Financial Services INC.Broker
January 2008 - February 2012 · 4 yrs 1 mo
State Registrations11 states
CAFLGAILKSMONYOHPAVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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