Lisa Roberts
Lisa Roberts is a registered investment advisor at Cetera Investment Advisers LLC, based in Eastham, MA, with 33 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Eastham, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lisa works as an independent insurance agent, selling fixed insurance products since 2009. This activity takes nearly full-time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Morgan Stanley Dw INC.Broker
L. F. Rothschild, Unterberg, Towbin, INC.Broker
Lehman Brothers INC.Broker
State Registrations15 states
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