Terry Dupont
Terry Dupont is a registered investment advisor at Brookwood Investment Group, based in Phoenix, AZ, with 28 years of industry experience. Terry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,160 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Brookwood Investment Group's investment management fee is negotiable, up to 2.50% annually, depending on factors like the amount of assets managed, portfolio complexity, and client needs. Fees can be charged using a flat, linear, or tiered percentage structure. Fees are calculated as a percentage of assets under management and assessed quarterly, either in advance or in arrears, as agreed upon. Cash positions are included when calculating the fee.
Location
3930 E. Ray Road, Suite 155, Phoenix, AZ, 85044
Get directionsHistory
Regulatory History (4)
Regulatory
February 2017Criminal
November 2009Regulatory
June 2004Criminal
May 2001Other Business ActivitiesSells Insurance
Terry owns Dupont & Associates, selling life insurance, health insurance, and annuities. He is also Managing Director of Redwood Tax Specialists, spending about 10-20% of his time supporting CPAs, attorneys, and tax professionals.
Employment History
Current Registrations
Brookwood Investment Group
Previous Registrations
Dupont Advisory Group
Equity Asset Advisors, LLC
Madison Avenue Securities, INC.Broker
Investment Planners, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Mutual Benefit Financial Service CompanyBroker
Sentry Equity Services, INC.Broker
Nwnl Management CorporationBroker
Country Capital Management CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.