Doreen Gest
Doreen Gest is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Fort Lauderdale, FL, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6550 N Federal Highway, Suite 505, Fort Lauderdale, FL, 33308
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2003Other Business Activities
Doreen works as an associate/employee providing administrative support for Leeward Financial Group, starting in April 2023. This takes about half of Doreen's time, with a significant portion occurring during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Morgan Stanley
Morgan StanleyBroker
National Securities CorporationBroker
Prime Capital Services, INC.Broker
Brookstreet Securities CorporationBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
UBS Painewebber INC.Broker
First Union Brokerage Services, INC.Broker
Atlas Securities, INC.Broker
Fidelity Brokerage Services, INC.Broker
Security Pacific Investments, INC.Broker
Advest, INC.Broker
Painewebber IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.