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Doreen Gest

Raymond James Financial Services Advisors, INC
33 Years of Experience
Fort Lauderdale, FL
1 DisclosureBroker
View SEC Summary
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Doreen Gest is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Fort Lauderdale, FL, with 33 years of industry experience. Doreen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6550 N Federal Highway, Suite 505, Fort Lauderdale, FL, 33308

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Doreen works as an associate/employee providing administrative support for Leeward Financial Group, starting in April 2023. This takes about half of Doreen's time, with a significant portion occurring during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2023 - Present · 3 yrs 5 mos
Raymond James Financial Services, INC.Broker
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, LLC
June 2015 - May 2023 · 7 yrs 11 mos
Ameriprise Financial Services, LLCBroker
June 2015 - May 2023 · 7 yrs 11 mos
Morgan Stanley
December 2014 - June 2015 · 6 mos
Morgan StanleyBroker
December 2013 - June 2015 · 1 yr 6 mos
National Securities CorporationBroker
November 2013 - December 2013 · 1 mo
Prime Capital Services, INC.Broker
October 2012 - November 2013 · 1 yr 1 mo
Brookstreet Securities CorporationBroker
August 2003 - July 2007 · 3 yrs 11 mos
A. G. Edwards & Sons, INC.
April 2001 - August 2003 · 2 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
April 2001 - August 2003 · 2 yrs 4 mos
UBS Painewebber INC.Broker
November 1998 - April 2001 · 2 yrs 5 mos
First Union Brokerage Services, INC.Broker
March 1993 - July 1997 · 4 yrs 4 mos
Atlas Securities, INC.Broker
September 1991 - May 1992 · 8 mos
Fidelity Brokerage Services, INC.Broker
January 1990 - February 1991 · 1 yr 1 mo
Security Pacific Investments, INC.Broker
April 1988 - February 1990 · 1 yr 10 mos
Advest, INC.Broker
August 1987 - April 1988 · 8 mos
Painewebber IncorporatedBroker
August 1986 - July 1987 · 11 mos
Dean Witter Reynolds INC.Broker
July 1985 - August 1986 · 1 yr 1 mo
State Registrations29 states
ALAZCACOCTDEFLGAINKYLAMAMDMNNCNHNJNVNYOHOKORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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