Michael Pugliese
Michael Pugliese is a registered investment advisor at LPL Financial LLC, based in South Boston, MA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
636 East Broadway, South Boston, MA, 02127
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Regulatory History (1)
Customer Dispute
September 2007Other Business ActivitiesSells Insurance
Michael receives insurance trails and answers questions about accounts, dedicating minimal time to this activity. He is also the VP of the Pointe Place HOA Board, handling inquiries from other owners and dedicating minimal time to this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sorrento Pacific Financial, LLC
Sorrento Pacific Financial, LLCBroker
Santander Securities
Santander Securities LLCBroker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
LPL Financial LLCBroker
LPL Financial LLC
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Connecticut Investment Management
Newalliance Investments, INC.Broker
Newalliance Investments, INC.
People's Securities, INC.
People's Securities, INC.Broker
Cco Investment Services CORP.Broker
Cco Investment Services CORP.
People's Securities, INC.
People's Securities, INC.Broker
Quick & Reilly, INC.Broker
Fidelity Brokerage Services, INC.Broker
Charles Schwab & CO., INC.Broker
Blinder, Robinson & Co.,inc.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.