Michael Mcmanus is a CFA, CFP-designated registered investment advisor, based in Charlotte, NC, with 11 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.
Employment History
Current Registrations
Vanguard Marketing Corporation
December 2021 - Present · 4 yrs 5 mos
Vanguard Marketing CorporationBroker
December 2021 - Present · 4 yrs 5 mos
Vanguard Advisers, INC.
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Eagle Strategies LLC
July 2014 - February 2015 · 7 mos
Nylife Securities LLCBroker
December 2012 - February 2015 · 2 yrs 2 mos
LPL Financial Corporation
September 2005 - February 2008 · 2 yrs 5 mos
LPL Financial CorporationBroker
September 2005 - February 2008 · 2 yrs 5 mos
Spartan Securities Group, LTD.Broker
September 2004 - August 2005 · 11 mos
Legend Equities CorporationBroker
July 2003 - October 2004 · 1 yr 3 mos
Lehman Brothers Kuhn Loeb IncorporatedBroker
September 1983 - May 1984 · 8 mos
State Registrations4 states
NCSCSDTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.