Michael Mcmanus is a CFA, CFP-designated registered investment advisor, based in Charlotte, NC, with 12 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.
Employment History
Current Registrations
Vanguard Marketing Corporation
Vanguard Marketing CorporationBroker
Vanguard Advisers, INC.
Previous Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
LPL Financial Corporation
LPL Financial CorporationBroker
Spartan Securities Group, LTD.Broker
Legend Equities CorporationBroker
Lehman Brothers Kuhn Loeb IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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