JH
JH
Jonathan Heller
41 Years of Experience
Pittsburgh, PA
3 DisclosuresBrokerSells Insurance
Jonathan Heller is a registered investment advisor, based in Pittsburgh, PA, with 41 years of industry experience.
Location
908 Perry Highway, Pittsburgh, PA, 15229
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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2006Denied
Customer Dispute
August 2001Closed-No Action
Customer Dispute
March 2000Settled
Other Business ActivitiesSells Insurance
Jonathan is an expert witness through JG Heller Litigation Consulting, spending about half his time on this activity. He is also an independent insurance agent for various companies, dedicating minimal time to this, and an advisory representative of a RIA, spending about half his time on this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.
August 2010 - Present · 15 yrs 9 mos
Cambridge Investment Research, INC.Broker
August 2010 - Present · 15 yrs 9 mos
Cambridge Investment Research Advisors, INC.
August 2010 - Present · 15 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
October 2007 - September 2009 · 1 yr 11 mos
UBS Financial Services INC.Broker
March 1986 - September 2009 · 23 yrs 6 mos
E. F. Hutton & Company INCBroker
September 1983 - March 1986 · 2 yrs 6 mos
State Registrations5 states
CAMINYORPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.