GM
GM
Gail Miller is a registered investment advisor at Wells Fargo Advisors, based in Ramsey, NJ, with 42 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Ramsey, NJ
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Regulatory History (2)
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Customer Dispute
December 2002Denied
Customer Dispute
August 2002Settled
Other Business Activities
Gail has 50% ownership in Miller Wealth Managers, LLC since October 2023. This takes nearly full-time, including some time during trading hours, and involves financial practice.
Employment History
Current Registrations
Wells Fargo Advisors
June 2022 - Present · 3 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2004 - June 2022 · 17 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
July 2004 - June 2022 · 17 yrs 11 mos
Morgan Stanley
July 2002 - July 2004 · 2 yrs
Morgan Stanley Dw INC.Broker
February 1994 - July 2004 · 10 yrs 5 mos
Prudential Securities IncorporatedBroker
November 1988 - February 1994 · 5 yrs 3 mos
Painewebber IncorporatedBroker
May 1986 - December 1988 · 2 yrs 7 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
December 1984 - May 1986 · 1 yr 5 mos
Kobrin Securities, INC.Broker
November 1984 - January 1985 · 2 mos
David Lerner Associates, INC.Broker
January 1984 - November 1984 · 10 mos
State Registrations12 states
AZCACTFLGAMDMENCNJNYSCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.