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ChFC
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ChFC

Robert Lyman

Sequoia Wealth Management, LLC
42 Years of Experience
Barrington, IL
6 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Robert Lyman is a ChFC-designated registered investment advisor at Sequoia Wealth Management, LLC, based in Barrington, IL, with 42 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 1,640 clients with $600M in assets under management.

Sequoia Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
1,640 clients
Average Client Portfolio
$366K average
Assets Under Management
$599.6M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum annual advisory fee is 2.50%. Fees are negotiable depending on the scope and complexity of the engagement.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Applebee St, Suite 208, Barrington, IL, 60010

Get directions

History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
January 2025
Judgment / Lien
December 2024
Judgment / Lien
September 2024
Judgment / Lien
August 2022
Judgment / Lien
August 2021
Financial
February 2019
Pending
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert is a board member for Friends of Shalom for Uganda, dedicating minimal time. He also provides investment advisory services through Sequoia Wealth Management, spending nearly full-time on this. Robert also works with Sequoia Financial Planning and Sequoia Financial Network, an insurance agency selling life, disability, long-term care, and fixed annuity products.

Employment History
Current Registrations
Sequoia Wealth Management, LLC
October 2014 - Present · 12 yrs
LPL Financial LLC
September 2009 - Present · 17 yrs 1 mo
LPL Financial LLCBroker
September 2009 - Present · 17 yrs 1 mo
Previous Registrations
LPL Financial LLC
September 2009 - October 2020 · 11 yrs 1 mo
Associated Planners Investment Advisory INC
May 2004 - October 2009 · 5 yrs 5 mos
Associated Securities CORP.
April 2004 - September 2009 · 5 yrs 5 mos
Associated Securities CORP.Broker
April 2004 - September 2009 · 5 yrs 5 mos
Signator Investors, INC.
January 2000 - March 2004 · 4 yrs 2 mos
Signator Investors, INC.Broker
February 1996 - March 2004 · 8 yrs 1 mo
John Hancock Mutual Life Insurance CompanyBroker
February 1996 - May 1997 · 1 yr 3 mos
Pruco Securities CorporationBroker
September 1983 - January 1996 · 12 yrs 4 mos
State Registrations46 states
AKALARAZCACOCTDCDEFLGAHIIAILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPARISCTNTXVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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