DA
CFP
DA
CFP

David Lawrence Andrews

27 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningFinancial Planning & CoachingReal Estate InvestingInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
1,550 clients
Average Client Portfolio
$332K average
Assets Under Management
$514.3M

Fee Structure

Minimum Investment:$100K
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Location

200 Applebee Street, Suite 208, Barrington, IL, 60010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is involved with One Resource Group selling non-variable insurance, dedicating minimal time. He also has several investment-related DBAs and is an IAR with Sequoia Wealth Management, spending about a quarter of his time on this.

Employment History
Current Registrations
Sequoia Wealth Management, LLC
March 2015 - Present · 10 yrs 11 mos
LPL Financial LLCBroker
April 2010 - Present · 15 yrs 10 mos
Previous Registrations
LPL Financial LLC
April 2010 - September 2016 · 6 yrs 5 mos
J.P. Morgan Securities INC.Broker
October 2008 - May 2010 · 1 yr 7 mos
J.p.morgan Securities INC.
October 2008 - May 2010 · 1 yr 7 mos
J. P. Morgan Securities INC.
September 2006 - October 2008 · 2 yrs 1 mo
J.P. Morgan Securities INC.Broker
July 2006 - October 2008 · 2 yrs 3 mos
Jpmorgan Securities INC
August 2002 - September 2006 · 4 yrs 1 mo
Banc One Securities CorporationBroker
June 1998 - July 2006 · 8 yrs 1 mo
State Registrations7 states
COFLILINMNTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.