Martin Schwartz
Martin Schwartz is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Ancramdale, NY, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
Ancramdale, NY
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Regulatory History (4)
Customer Dispute
January 2016Customer Dispute
November 2001Customer Dispute
November 2001Customer Dispute
August 2001Other Business ActivitiesSells Insurance
Martin is an officer of Future Planners LTD, an S Corporation, where he collects revenue from insurance contracts, manages expenses, invests funds, and makes distributions, dedicating a few hours per week. He is also a trustee, spending minimal time on duties related to that role.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
David Lerner Associates, INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.