RM
RM

Ronald Marciano

36 Years of Experience
Garden City, NY
1 DisclosureBroker

Ronald Marciano is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Garden City, NY, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1325 Franklin Ave, Garden City, NY, 11530

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1993
Settled
Other Business Activities

Ronald serves as a trustee for his daughter's trust, established in August 2024. This requires minimal time.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2013 - Present · 13 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2013 - Present · 13 yrs 4 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - February 2013 · 3 yrs 8 mos
Citigroup Global Markets INC.Broker
August 2000 - June 2009 · 8 yrs 10 mos
Painewebber IncorporatedBroker
July 1994 - September 2000 · 6 yrs 2 mos
Prudential Securities IncorporatedBroker
May 1992 - July 1994 · 2 yrs 2 mos
Lehman Brothers INC.Broker
November 1991 - June 1992 · 7 mos
Gruntal & CO. IncorporatedBroker
September 1991 - October 1991 · 1 mo
Lehman Brothers INC.Broker
September 1989 - October 1991 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1989 - September 1989 · 4 mos
State Registrations23 states
AZCACOCTDCDEFLGAILMAMDNCNHNJNMNYOKPASCTNTXVAVirgin Islands
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ronald Marciano - Financial Advisor | TrueAdvisor