RM
RM

Robert Matluck

39 Years of Experience
Purchase, NY
Broker

Robert Matluck is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2000 Westchester Avenue, 1Nc, Purchase, NY, 10577

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Robert serves as a trustee for multiple for-profit trusts, some investment-related. He dedicates minimal time to these activities.

Employment History
Current Registrations
Morgan Stanley
November 2021 - Present · 4 yrs 6 mos
Morgan StanleyBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2013 - November 2021 · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2013 - November 2021 · 8 yrs 2 mos
UBS Financial Services INC.
January 2009 - October 2013 · 4 yrs 9 mos
UBS Financial Services INC.Broker
January 2009 - October 2013 · 4 yrs 9 mos
Collins Stewart LLC.Broker
January 2007 - January 2009 · 2 yrs
C.E. Unterberg, Towbin, LLC.Broker
November 1989 - May 2004 · 14 yrs 6 mos
Shearson Lehman Hutton INC.Broker
January 1987 - December 1989 · 2 yrs 11 mos
L. F. Rothschild, Unterberg, Towbin, INC.Broker
January 1985 - February 1987 · 2 yrs 1 mo
Advest, INC.Broker
October 1983 - January 1985 · 1 yr 3 mos
State Registrations25 states
CACOCTDCFLGAHIILINMAMTNJNVNYOHPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Robert Matluck - Financial Advisor | TrueAdvisor