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Maria Tychi-Kefalas

Santander Securities
34 Years of Experience
Staten Island, NY
2 DisclosuresBroker
View SEC Summary
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Maria Tychi-Kefalas is a registered investment advisor at Santander Securities, based in Staten Island, NY, with 34 years of industry experience. Maria is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 11,124 clients with $3.1B in assets under management.

Santander Securities
Compensation
Fee-Only (% of Portfolio)
Firm Size
160 advisors
Number of Clients
11,124 clients
Average Client Portfolio
$282K average
Assets Under Management
$3.1B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $50K1.30%
$50K - $250K1.30%
$250K - $500K1.25%
$500K - $1000K1.20%
$1.0M - $2.0M1.15%
$2.0M - $3.0M1.10%
$3.0M - $5.0M1.08%
$5.0M - $10.0M1.03%
$10M+0.94%

Rates shown are the primary Fund Strategist Programs Standard Rate schedule. Other programs such as Separately Managed Accounts and Unified Managed Accounts have separate fee schedules ranging from 0.70% to 1.40%. Fees may be negotiated on a case-by-case basis. Manager fees (0.15% to 1.00%) are charged separately.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4310 Amboy Road, Staten Island, NY, 10312

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Settled
Customer Dispute
March 2000
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Santander Securities
August 2022 - Present · 4 yrs 2 mos
Santander Securities LLCBroker
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
Cetera Investment Services LLCBroker
December 2021 - February 2022 · 2 mos
People's Securities, INC.
July 2018 - December 2019 · 1 yr 5 mos
People's Securities, INC.Broker
July 2018 - December 2019 · 1 yr 5 mos
LPL Financial LLCBroker
July 2016 - August 2016 · 1 mo
LPL Financial LLC
June 2016 - August 2016 · 2 mos
Santander Securities
April 2013 - September 2014 · 1 yr 5 mos
Santander Securities LLCBroker
October 2012 - September 2014 · 1 yr 11 mos
LPL Financial LLCBroker
February 2012 - September 2012 · 7 mos
Hsbc Securities (USA) INC.
August 2007 - February 2012 · 4 yrs 6 mos
Hsbc Securities (USA) INC.Broker
August 2007 - February 2012 · 4 yrs 6 mos
Metlife Securities INC.Broker
April 2007 - August 2007 · 4 mos
Metropolitan Life Insurance CompanyBroker
April 2007 - July 2007 · 3 mos
Hsbc Securities (USA) INC.
July 2006 - May 2007 · 10 mos
Hsbc Securities (USA) INC.Broker
January 2005 - May 2007 · 2 yrs 4 mos
Hsbc Brokerage (USA) INC.Broker
June 2001 - January 2005 · 3 yrs 7 mos
Citicorp Investment ServicesBroker
June 1992 - June 2001 · 9 yrs
Citicorp Financial Services,inc.Broker
January 1990 - June 1992 · 2 yrs 5 mos
Wedbush Morgan Securities INC.Broker
November 1988 - November 1989 · 1 yr
Morgan, Olmstead, Kennedy & Gardner IncorporatedBroker
June 1987 - November 1989 · 2 yrs 5 mos
Muller and Company, INC.Broker
October 1985 - March 1987 · 1 yr 5 mos
State Registrations7 states
DEFLMENCNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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