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Robert Paventi

Santander Securities
31 Years of Experience
Staten Island, NY
1 DisclosureBroker
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Robert Paventi is a registered investment advisor at Santander Securities, based in Staten Island, NY, with 31 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 11,124 clients with $3.1B in assets under management.

Santander Securities
Compensation
Fee-Only (% of Portfolio)
Firm Size
160 advisors
Number of Clients
11,124 clients
Average Client Portfolio
$282K average
Assets Under Management
$3.1B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $50K1.30%
$50K - $250K1.30%
$250K - $500K1.25%
$500K - $1000K1.20%
$1.0M - $2.0M1.15%
$2.0M - $3.0M1.10%
$3.0M - $5.0M1.08%
$5.0M - $10.0M1.03%
$10M+0.94%

Rates shown are the primary Fund Strategist Programs Standard Rate schedule. Other programs such as Separately Managed Accounts and Unified Managed Accounts have separate fee schedules ranging from 0.70% to 1.40%. Fees may be negotiated on a case-by-case basis. Manager fees (0.15% to 1.00%) are charged separately.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1837 Victory Boulevard, Staten Island, NY, 10314

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2018
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Santander Securities LLCBroker
September 2012 - Present · 14 yrs 1 mo
Santander Securities
September 2012 - Present · 14 yrs 1 mo
Previous Registrations
LPL Financial LLCBroker
November 2011 - September 2012 · 10 mos
LPL Financial LLC
November 2011 - September 2012 · 10 mos
Chase Investment Services CORP.
April 2010 - September 2011 · 1 yr 5 mos
Chase Investment Services CORP.Broker
April 2010 - September 2011 · 1 yr 5 mos
Hsbc Securities (USA) INC.
August 2007 - March 2010 · 2 yrs 7 mos
Hsbc Securities (USA) INC.Broker
August 2007 - March 2010 · 2 yrs 7 mos
New England SecuritiesBroker
February 2007 - May 2007 · 3 mos
Pruco Securities, LLC.Broker
November 1994 - January 2007 · 12 yrs 2 mos
Pruco Securities CorporationBroker
April 1994 - June 1994 · 2 mos
State Registrations7 states
DEFLMANCNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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