RG
RG
Richard Grimshaw
42 Years of Experience
Portland, OR
2 DisclosuresBroker
Richard Grimshaw is a registered investment advisor at Morgan Stanley, based in Portland, OR, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
760 South West 9th Avenue, Suite 2100, Portland, OR, 97205
Get directionsHistory
Regulatory History (2)
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Customer Dispute
January 1987Settled
Customer Dispute
January 1987Settled
Other Business Activities
Richard serves on the Investment Committee for the Episcopal Diocese of Oregon, providing investment decisions and advice. This activity takes minimal time.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
August 2004 - June 2009 · 4 yrs 10 mos
Citigroup Global Markets INC.Broker
August 2004 - June 2009 · 4 yrs 10 mos
Wachovia Securities, LLCBroker
July 2003 - August 2004 · 1 yr 1 mo
Wachovia Securities, LLC
July 2003 - August 2004 · 1 yr 1 mo
Prudential Securities Incorporated
October 1997 - July 2003 · 5 yrs 9 mos
Prudential Securities IncorporatedBroker
April 1990 - July 2003 · 13 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1983 - March 1990 · 6 yrs 6 mos
State Registrations25 states
ALARAZCACODCFLGAIAIDILINMAMONCNJNVNYORPATXUTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.