JC
JC
John Campbell
30 Years of Experience
Walnut Creek, CA
2 DisclosuresBroker
John Campbell is a registered investment advisor at Morgan Stanley, based in Walnut Creek, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Walnut Creek, CA
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Regulatory History (2)
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Customer Dispute
July 2008Settled
Customer Dispute
April 2008Settled
Employment History
Current Registrations
Morgan StanleyBroker
March 2017 - Present · 9 yrs 4 mos
Morgan Stanley
March 2017 - Present · 9 yrs 4 mos
Morgan Stanley
March 2017 - Present · 9 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLC
March 2009 - March 2017 · 8 yrs
J.P. Morgan Securities LLCBroker
March 2009 - March 2017 · 8 yrs
UBS Financial Services INC.
May 2006 - April 2009 · 2 yrs 11 mos
UBS Financial Services INC.Broker
September 2003 - April 2009 · 5 yrs 7 mos
Lehman Brothers INC.Broker
July 2002 - September 2003 · 1 yr 2 mos
Stone & Youngberg LLCBroker
December 2000 - April 2002 · 1 yr 4 mos
J.P. Morgan Securities INC.Broker
January 1995 - September 1995 · 8 mos
Cs First Boston CorporationBroker
November 1989 - June 1994 · 4 yrs 7 mos
State Registrations36 states
AKARAZCACOCTDCDEFLGAHIIDILINKYLAMAMDMEMIMNMONCNHNJNMNVNYOHORPASCTXWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.