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Mary Norris

Ameriprise Financial Services, LLC
42 Years of Experience
Grand Rapids, MI
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Mary Norris is a registered investment advisor at Ameriprise Financial Services, LLC, based in Grand Rapids, MI, with 42 years of industry experience. Mary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4362 Cascade Rd. SE, Ste. 111, Grand Rapids, MI, 49546-3670

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
September 2018
Final Disposition
Customer Dispute
December 2008
Settled
Customer Dispute
January 2003
Closed-No Action
Customer Dispute
October 2000
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2024 - Present · 2 yrs 6 mos
Ameriprise Financial Services, LLC
April 2024 - Present · 2 yrs 6 mos
Ameriprise Financial Services, LLCBroker
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Cetera Investment Advisers LLC
June 2023 - April 2024 · 10 mos
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Cetera Advisor Networks LLCBroker
September 2019 - April 2024 · 4 yrs 7 mos
Summit Financial Group INC
December 2017 - May 2021 · 3 yrs 5 mos
Summit Brokerage Services, INC.Broker
December 2017 - September 2019 · 1 yr 9 mos
Summit Financial Group INC
February 2015 - September 2017 · 2 yrs 7 mos
Summit Brokerage Services, INC.Broker
February 2015 - September 2017 · 2 yrs 7 mos
Centennial Securities Company, INC.Broker
January 2015 - February 2015 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 1992 - November 2014 · 22 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1983 - November 2014 · 31 yrs 2 mos
State Registrations4 states
ALARFLMI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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