John Mulligan
John Mulligan is a CFP-designated registered investment advisor at Mulligan Capital, INC, based in Tigard, OR, with 35 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 32 clients with $40M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mulligan Capital's fees for managing your investments are based on a percentage of the assets they manage, and are negotiated with each client, up to a maximum of 1.50% annually. For individual ERISA Self Directed Profit Sharing / 401k accounts, the management fees are negotiable and currently set at 1.20% annually. Fixed income only accounts are negotiated, beginning at a minimum of 0.30% per year not to exceed 0.60%. A minimum of $350,000 of assets under management is required, but this may be negotiable.
Location
7110 SW Fir Loop #255, Tigard, OR, 97223
Get directionsHistory
Regulatory History (2)
Regulatory
October 2013Regulatory
May 2010Other Business ActivitiesSells Insurance
John is a licensed insurance agent and may implement insurance recommendations for advisory clients for separate compensation, which could present a conflict of interest. He is also the sole Managing Member of The IRA QLAC Company, LLC, which provides QLAC consulting, sales, and services.
Employment History
Current Registrations
Mulligan Capital, INC
Previous Registrations
Mulligan Capital Management LLC
Linsco/private Ledger CORP.Broker
Edward D. Jones & CO., L.P.Broker
Equity Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.