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Gregory Gibson

42 Years of Experience
Greensboro, NC
1 DisclosureBroker

Gregory Gibson is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Greensboro, NC, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

800 Green Valley Rd, Greensboro, NC, 27408

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2019
Denied
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2016 - Present · 9 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2016 - Present · 9 yrs 9 mos
Previous Registrations
Oppenheimer & CO. INC.Broker
March 2009 - September 2016 · 7 yrs 6 mos
Oppenheimer & CO. INC.
March 2009 - September 2016 · 7 yrs 6 mos
Stanford Group CompanyBroker
October 2008 - March 2009 · 5 mos
Stanford Group Company
October 2008 - March 2009 · 5 mos
UBS Financial Services INC.
November 2002 - October 2008 · 5 yrs 11 mos
UBS Financial Services INC.Broker
November 2002 - October 2008 · 5 yrs 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2002 - November 2002 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1983 - November 2002 · 19 yrs 1 mo
State Registrations28 states
ALAZCACOCTDCDEFLGAINKYLAMAMDMEMIMTNCNJNYOHPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.