JB
JB

James Carroll Billingsley

40 Years of Experience
2 DisclosuresSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable Giving
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
1,175 clients
Average Client Portfolio
$461K average
Assets Under Management
$541.4M

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.00%
$250K - $1.0M1.75%
$1.0M - $5.0M1.50%
$5M+1.50%

Fees above $5,000,001 are negotiated, using the previous tier's rate as a starting point.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

101 N.E. 82nd Street, Suite 200, Oklahoma City, OK, 73114

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2014
Settled
Employment Separation After Allegations
May 2010
Other Business ActivitiesSells Insurance

James is a sole proprietor involved in non-variable insurance sales and has investment/rental properties through OFG Properties. He is also a general partner in Covenant Energy Management and serves on the business advisory council at Oklahoma Christian University, as well as on a committee at Quail Creek golf and country club. James is also a licensed insurance agent with Simplicity Life Elite Producer Group.

Employment History
Current Registrations
Plan Group Financial, INC.
January 2023 - Present · 3 yrs 1 mo
Previous Registrations
Plan Group Financial, INC.
March 2018 - December 2022 · 4 yrs 9 mos
Signal Research Group LLC
October 2016 - February 2018 · 1 yr 4 mos
Oneamerica Securities, INC.
February 2013 - October 2016 · 3 yrs 8 mos
Oneamerica Securities, INC.Broker
February 2013 - October 2016 · 3 yrs 8 mos
Investment Advisors
July 2011 - March 2013 · 1 yr 8 mos
Proequities, INC.Broker
May 2011 - March 2013 · 1 yr 10 mos
Metlife Securities INC.
September 2008 - June 2010 · 1 yr 9 mos
Metlife Securities INC.Broker
September 2008 - June 2010 · 1 yr 9 mos
Synergy Investment Group, LLC
March 2007 - September 2008 · 1 yr 6 mos
Synergy Investment Group, LLCBroker
February 2007 - September 2008 · 1 yr 7 mos
MML Investors Services, INC.
July 2005 - December 2006 · 1 yr 5 mos
MML Investors Services, INC.Broker
July 2005 - February 2007 · 1 yr 7 mos
Park Avenue Securities LLC
January 2004 - June 2005 · 1 yr 5 mos
Park Avenue Securities LLCBroker
March 2003 - June 2005 · 2 yrs 3 mos
Banc of America Investment Services, INC.
September 2002 - March 2003 · 6 mos
Banc of America Investment Services, INC.Broker
August 2002 - March 2003 · 7 mos
Bosc INC.
June 1998 - August 2002 · 4 yrs 2 mos
Bosc, INC.Broker
May 1995 - August 2002 · 7 yrs 3 mos
Linsco/private Ledger CORP.Broker
May 1993 - May 1995 · 2 yrs
Washington Square Securities, INC.Broker
April 1993 - May 1993 · 1 mo
The Paul Revere Variable Annuity Insurance CompanyBroker
March 1993 - May 1997 · 4 yrs 2 mos
Sun Investment Services CompanyBroker
February 1990 - May 1992 · 2 yrs 3 mos
Linsco/private Ledger CORP.Broker
February 1986 - March 1990 · 4 yrs 1 mo
Isfa CorporationBroker
October 1983 - February 1986 · 2 yrs 4 mos
State Registrations3 states
NEOKTX
Advisor
Exams
No exam information available for this advisor.