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John Lipari

Raymond James Financial Services Advisors, INC
43 Years of Experience
North Palm Beach, FL
1 DisclosureBroker
View SEC Summary
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John Lipari is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in North Palm Beach, FL, with 43 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11770 Us Highway One, Suite 201E, North Palm Beach, FL, 33408

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 1994
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John is an owner and branch manager/financial advisor at Lipari & Associates Investment Management since 2020, and an owner at Pecuniam Capital LLC since 2016. He dedicates minimal time to each of these businesses.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2015 - Present · 11 yrs 7 mos
Raymond James Financial Services, INC.Broker
February 2015 - Present · 11 yrs 8 mos
Previous Registrations
Morgan Stanley
June 2009 - February 2015 · 5 yrs 8 mos
Morgan StanleyBroker
June 2009 - February 2015 · 5 yrs 8 mos
Citigroup Global Markets INC.
January 2002 - June 2009 · 7 yrs 5 mos
Citigroup Global Markets INC.Broker
January 2002 - June 2009 · 7 yrs 5 mos
First Manhattan COBroker
March 1992 - January 2002 · 9 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1984 - March 1992 · 8 yrs 2 mos
Vantage Securities of Colorado, INC.Broker
September 1983 - December 1984 · 1 yr 3 mos
State Registrations27 states
ALARCACOCTDCDEFLGAINMAMDMEMIMNNCNDNENJNYOHORPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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