KL
KL
Kevin Latty
42 Years of Experience
Peachtree Corners, GA
1 DisclosureBroker
Kevin Latty is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Peachtree Corners, GA, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
5300 Triangle Pkwy NW, Peachtree Corners, GA, 30092
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 1993Settled
Other Business Activities
Kevin is the owner of Latty Financial Group, a support company. He dedicates about 10-20% of his time to this business, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
August 1990 - Present · 35 yrs 9 mos
Previous Registrations
Raymond James Financial Services
August 2003 - January 2009 · 5 yrs 5 mos
Painewebber IncorporatedBroker
March 1988 - August 1990 · 2 yrs 5 mos
Dean Witter Reynolds INC.Broker
September 1983 - March 1988 · 4 yrs 6 mos
State Registrations18 states
ALCACOCTFLGAMDMIMNMTNCNVOHORSCTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.