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Sandy Jukel

Ameriprise Financial Services, LLC
43 Years of Experience
Coral Gables, FL
4 DisclosuresBroker
View SEC Summary
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Sandy Jukel is a registered investment advisor at Ameriprise Financial Services, LLC, based in Coral Gables, FL, with 43 years of industry experience. Sandy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2 Alhambra Plz Ste 750, Coral Gables, FL, 33134

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Denied
Customer Dispute
May 2016
Settled
Customer Dispute
July 2008
Denied
Customer Dispute
July 2002
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2019 - Present · 7 yrs 7 mos
Ameriprise Financial Services, LLC
March 2019 - Present · 7 yrs 7 mos
Ameriprise Financial Services, LLCBroker
March 2019 - Present · 7 yrs 7 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - April 2019 · 9 yrs 10 mos
Morgan Stanley
June 2009 - April 2019 · 9 yrs 10 mos
Morgan Stanley & CO. Incorporated
March 2008 - June 2009 · 1 yr 3 mos
Morgan Stanley & CO. IncorporatedBroker
March 2008 - June 2009 · 1 yr 3 mos
Wachovia Securities, LLC
July 2003 - March 2008 · 4 yrs 8 mos
Wachovia Securities, LLCBroker
July 2003 - March 2008 · 4 yrs 8 mos
Prudential Securities Incorporated
January 1997 - July 2003 · 6 yrs 6 mos
Prudential Securities IncorporatedBroker
April 1991 - July 2003 · 12 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1988 - April 1991 · 2 yrs 11 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
November 1985 - May 1988 · 2 yrs 6 mos
Dean Witter Reynolds INC.Broker
September 1983 - November 1985 · 2 yrs 2 mos
State Registrations27 states
ALAZCACOCTDEFLGAILINKSMAMDMIMNNCNHNJNVNYOHPATNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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